# FTC Safeguards Rule & IRS WISP Compliance Package

> From $1.5K / yr · Compliance & GRC · https://cisomarketplace.services/services/ftc-safeguards-irs-wisp-compliance-package

The FTC Safeguards Rule and IRS Publication 4557 require tax preparers, auto dealers, mortgage brokers and other small financial institutions to keep a Written Information Security Program, name a qualified individual, assess risk and train staff. This annual package delivers a WISP that reflects your firm, the risk assessment behind it, staff training and the yearly review that keeps it valid — with a practitioner who can act as your qualified individual.

## In scope

- Written Information Security Program (WISP) tailored to the firm
- Risk assessment required by the Safeguards Rule
- Qualified Individual designation support
- Annual staff training
- Yearly review, update and board or owner report

## Deliverables

- WISP document
- Risk assessment report
- Training completion records
- Annual compliance report

## Tiers

### Essential WISP Package: $1.5K / year

Per year, firms up to 10 staff: WISP, risk assessment and annual training

Limits: employees 10, locations 1

### Advanced Safeguards Package: $3.5K / year

Per year, up to 50 staff: adds vendor oversight, incident response plan and semi-annual review

Limits: employees 50, locations 3

### Enterprise Safeguards Program: $7.5K / year

Per year, multi-office firms: adds outsourced Qualified Individual, penetration test coordination and annual report to the board

Limits: employees 250, locations 10

## Terms

Starting price shown is the lowest published tier. A written proposal fixes scope, tier and price before anything is signed. Timeline is set in the SOW.

Scope this engagement: https://cisomarketplace.services/scope?service=ftc-safeguards-irs-wisp-compliance-package